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Kevin L James is a financial_advisor professional located in Brooklyn, IA. They specialize in financial advisory. With over 15 years of experience, they bring deep expertise to every client.
Kevin L James - Cambridge Investment Research, Inc. holds an active professional license (FINRA CRD) for your protection.
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Kevin L James operates as a financial advisor in Brooklyn, Iowa, bringing 15 years of experience to investment planning and financial guidance. Operating under Cambridge Investment Research, Inc., he holds a FINRA CRD license number 5837794, which governs his practice in the financial services industry. His background reflects sustained engagement with clients seeking investment and financial advisory services in the region.
Kevin L James holds a FINRA CRD (Financial Industry Regulatory Authority Central Registration Depository) license. This registration means he is authorized to engage in securities and investment advisory work under FINRA oversight, which is the primary regulatory body governing brokers and investment professionals in the United States. FINRA registration requires background checks, compliance training, and ongoing adherence to industry standards and ethics rules. It signals that he operates within a regulated framework designed to protect investors.