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Sally Ann Allen is a financial_advisor professional located in Buffalo, NY. They specialize in financial advisory. With over 23 years of experience, they bring deep expertise to every client.
Sally Ann Allen - Ubs Financial Services Inc. holds an active professional license (FINRA CRD) for your protection.
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Sally Ann Allen operates UBS Financial Services Inc. in Buffalo, NY, bringing 23 years of experience in financial advisory. She holds a FINRA CRD license (No. 1531631), which regulates her conduct and qualifications in the securities industry. Her extensive tenure reflects deep knowledge of financial planning and investment strategies for clients seeking professional guidance.
Sally Ann Allen's FINRA CRD (Central Registration Depository) license indicates she is registered with the Financial Industry Regulatory Authority and meets federal standards for securities professionals. This registration means she has passed required examinations, undergone background checks, and operates under FINRA's regulatory oversight. The license governs her ability to offer investment advice and conduct securities transactions, signaling she meets industry compliance requirements and ongoing continuing education standards.