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Daniel James Rosa is a financial_advisor professional located in Butte, MT. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
Daniel James Rosa - D.A. Davidson & Co. holds an active professional license (FINRA CRD) for your protection.
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Daniel James Rosa is a financial advisor at D.A. Davidson & Co. in Butte, Montana, with 32 years of experience in the financial services industry. His FINRA CRD registration indicates he operates under the regulatory framework of the Financial Industry Regulatory Authority, which oversees broker-dealers and investment professionals. With over three decades in business, Rosa brings substantial experience to client financial planning and investment matters.
Daniel James Rosa holds a FINRA CRD (Central Registration Depository) registration, which means he is registered with the Financial Industry Regulatory Authority. This registration is required for individuals who sell securities or provide investment advice at broker-dealer firms. FINRA CRD registration signals that Rosa has met regulatory requirements, passed required examinations, and operates under FINRA's oversight and compliance standards. This registration type indicates he is authorized to conduct securities-related business and is subject to ongoing regulatory supervision and continuing education requirements.