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Nicholas James Shaw is a financial_advisor professional located in Byron Center, MI. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Nicholas James Shaw - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Nicholas James Shaw operates as a financial advisor through LPL Financial LLC in Byron Center, Michigan. With two years in the financial services industry, Shaw holds a FINRA CRD registration, which enables him to provide investment and financial advisory services. LPL Financial is one of the largest independent broker-dealers in the United States, offering a platform for financial professionals to serve their clients.
Nicholas James Shaw's FINRA CRD (Central Registration Depository) registration indicates he is registered with the Financial Industry Regulatory Authority and is authorized to conduct securities business. This registration means Shaw has passed required examinations and undergoes ongoing compliance oversight by FINRA, the self-regulatory organization that governs broker-dealers and their representatives. The CRD system maintains records of his qualifications, employment history, and regulatory standing, providing transparency about his licensing status to potential clients and regulators.