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Richard M Brown is a financial_advisor professional located in Cambridge, MN. They specialize in financial advisory. With over 19 years of experience, they bring deep expertise to every client.
Richard M Brown - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Richard M Brown operates as a financial advisor through LPL Financial LLC in Cambridge, Minnesota. With 19 years in the financial services industry, he brings substantial experience to client relationships. His work is registered under FINRA CRD license number 5268349, which provides regulatory oversight of his advisory activities. Brown works with clients on financial planning and investment management within the framework of LPL Financial's platform and compliance standards.
Richard M Brown's registration under FINRA CRD (Financial Industry Regulatory Authority Central Registration Depository) means he is registered as a financial professional subject to FINRA's regulatory oversight and rules. This registration covers individuals who engage in securities sales, investment advice, or other financial services. The CRD system maintains disciplinary history, qualifications, and employment records accessible to the public. This registration structure ensures accountability and provides clients a way to verify his standing and background in the financial services industry.