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Jeffrey Wayne Roman is a financial_advisor professional located in Caro, MI. They specialize in financial advisory. With over 14 years of experience, they bring deep expertise to every client.
Jeffrey Wayne Roman - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Jeffrey Wayne Roman operates as a financial advisor through LPL Financial LLC in Caro, Michigan. With 14 years in the financial services industry, he brings substantial experience to client relationships. His practice is registered under FINRA CRD number 5974291, connecting him to the regulatory framework that governs securities professionals. LPL Financial LLC provides the infrastructure and compliance oversight for his advisory work.
A FINRA CRD registration indicates that Jeffrey Wayne Roman is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and advisors. This registration means his activities are subject to FINRA's rules, examinations, and disciplinary processes. The CRD number serves as his identifier within FINRA's central registration database, allowing clients and regulators to verify his registration status and any disciplinary history. This registration is foundational to operating as a financial advisor in the United States.