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Benjamin Shannon Smith is a financial_advisor professional located in Casselberry, FL. They specialize in financial advisory.
Benjamin Shannon Smith - Smith Asset Management Co., Llc holds an active professional license (FINRA CRD) for your protection.
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Benjamin Shannon Smith operates Smith Asset Management Co., LLC in Casselberry, Florida. The firm holds a FINRA CRD license (number 4840478), which regulates securities and investment advisory activities at the federal level. The business provides financial advisory services to clients in the area.
A FINRA CRD license indicates that Benjamin Shannon Smith and Smith Asset Management Co., LLC are registered with the Financial Industry Regulatory Authority. This registration means the firm and its representatives have undergone background checks and comply with federal securities regulations. FINRA CRD registration is required for firms and individuals engaged in investment advisory, brokerage, or securities activities. It signals that the business operates under ongoing regulatory oversight and must adhere to industry standards for client protection and disclosure.