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Michael Joseph Mchugh is a financial_advisor professional located in Cave Creek, AZ. They specialize in financial advisory. With over 28 years of experience, they bring deep expertise to every client.
Michael Joseph Mchugh - Dfpg Investments, Llc holds an active professional license (FINRA CRD) for your protection.
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Michael Joseph Mchugh operates DFPG Investments, LLC in Cave Creek, Arizona, with 28 years of experience in financial advisory services. He holds a FINRA CRD license (number 2839555), which demonstrates his registration with the Financial Industry Regulatory Authority. This extensive background reflects sustained involvement in the financial services industry and compliance with regulatory requirements governing investment professionals.
A FINRA CRD license means Michael Joseph Mchugh is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing investment professionals and brokers in the United States. This registration requires compliance with FINRA rules and ongoing regulatory oversight. The CRD (Central Registration Depository) number serves as his official identifier in the FINRA system, allowing you to verify his registration status and disciplinary history through FINRA's public database. This license type indicates he operates within a regulated framework designed to protect investors.