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Alec Dalton Jones is a financial_advisor professional located in Cedar Rapids, IA. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Alec Dalton Jones - Transamerica Capital, Llc holds an active professional license (FINRA CRD) for your protection.
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Alec Dalton Jones operates Transamerica Capital, LLC, a financial advisory firm based in Cedar Rapids, Iowa. With one year in business, Jones holds a FINRA CRD license number 7952697, which registers him with the Financial Industry Regulatory Authority. This credential allows him to offer financial advisory services under FINRA's regulatory oversight. Clients seeking financial guidance in the Cedar Rapids area can reach out to learn more about the firm's offerings and approach.
A FINRA CRD license number indicates that Alec Dalton Jones is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. This registration means he has met FINRA's qualification requirements and operates under their regulatory framework, which includes compliance standards, suitability rules, and ongoing oversight. The CRD (Central Registration Depository) number is a unique identifier that allows clients and regulators to verify his registration status and review his disciplinary history, if any. This credential signals that he is authorized to provide investment advice and securities services within the scope of FINRA regulations.