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Alissa Pfab is a financial_advisor professional located in Cedar Rapids, IA. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Alissa Pfab - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Alissa Pfab operates Northwestern Mutual Investment Services, LLC in Cedar Rapids, Iowa. With 2 years in the financial advisory field, Pfab works with clients on investment and financial planning matters. The business holds a FINRA CRD license (number 6483015), which governs securities and investment advisory activities at the federal level.
A FINRA CRD (Central Registration Depository) license indicates that Alissa Pfab is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and investment advisors in the United States. This registration means the advisor has met federal requirements for handling client investments and securities transactions. FINRA registration involves background checks, testing, and ongoing compliance with securities laws and industry standards. Clients can verify this registration and review any disciplinary history through FINRA's public database.