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James Joseph Bobos is a financial_advisor professional located in Chesterton, IN. They specialize in financial advisory. With over 14 years of experience, they bring deep expertise to every client.
James Joseph Bobos - Compass Financial Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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James Joseph Bobos operates Compass Financial Advisors LLC in Chesterton, Indiana. With 14 years in the financial advisory industry, Bobos brings established experience to client relationships. The firm holds a FINRA CRD license number 4387667, which governs securities and investment advisory activities. This licensing demonstrates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment advisors in the United States.
James Joseph Bobos operates under a FINRA CRD license, which is required for individuals and firms offering investment advice or engaging in securities transactions. FINRA (Financial Industry Regulatory Authority) oversees broker-dealers and investment advisors to protect investors. A FINRA CRD registration means the advisor is registered with the regulatory body and subject to its compliance rules, continuing education requirements, and oversight. This license signals that the firm operates within established regulatory frameworks governing investment and financial advisory services.