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Roland Charles Swasey is a financial_advisor professional located in Claremont, NH. They specialize in financial advisory. With over 9 years of experience, they bring deep expertise to every client.
Roland Charles Swasey - Edward Jones holds an active professional license (FINRA CRD) for your protection.
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Roland Charles Swayek is a financial advisor with Edward Jones in Claremont, NH. With 9 years in the financial services industry, he works with clients on investment and wealth management needs. His registration with FINRA, the Financial Industry Regulatory Authority, indicates he operates under federal oversight and compliance standards. Edward Jones is a well-established financial services firm with a long history of serving individual investors and families across the United States.
Roland Charles Swayek holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority as a securities professional. FINRA oversees brokers and financial advisors to ensure they meet educational requirements and comply with regulations designed to protect investors. A FINRA-registered advisor has passed required exams and is subject to ongoing regulatory supervision, audits, and ethical standards. This registration allows him to offer securities and investment advisory services to clients under established industry rules.