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David Joseph Vargo is a financial_advisor professional located in Colts Neck, NJ. They specialize in financial advisory. With over 36 years of experience, they bring deep expertise to every client.
David Joseph Vargo - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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David Joseph Vargo operates as a financial advisor in Colts Neck, NJ, with 36 years of experience in the financial services industry. He is registered with LPL Financial LLC and holds a FINRA CRD license number 2023404. His extensive background spans more than three decades, providing him with substantial experience in financial advisory services. Vargo works with clients seeking professional guidance on financial matters within the framework of FINRA regulatory oversight.
A FINRA CRD (Central Registration Depository) license indicates that David Joseph Vargo is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and financial professionals in the United States. This registration means he operates under FINRA's regulatory framework and compliance requirements, which govern the conduct and qualifications of financial advisors. The license number (2023404) is his unique identifier in FINRA's database. This oversight ensures that advisors meet specific standards for financial knowledge and client protection, and it allows clients to verify registration and review disciplinary history through FINRA's public records.