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James David Banks is a financial_advisor professional located in Columbia, MO. They specialize in financial advisory. With over 48 years of experience, they bring deep expertise to every client.
James David Banks - Cetera Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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James David Banks operates as a financial advisor with Cetera Advisors LLC in Columbia, Missouri. With 48 years in the financial services industry, Banks brings substantial experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) under CRD #821329 indicates he operates within the regulatory framework governing investment professionals. Clients evaluating financial advisory services can review his background and registration status through FINRA's public database.
James David Banks holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority and subject to their regulatory oversight. This registration is required for professionals offering investment advice and securities services. The CRD (Central Registration Depository) number allows clients to verify his registration status, disciplinary history, and professional background through FINRA's public lookup tool. This regulatory framework ensures that registered advisors comply with industry standards and fiduciary obligations when managing client investments.