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Dawn-Marie Aguilar Herras is a financial_advisor professional located in Columbus, GA. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Dawn-Marie Aguilar Herras - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Dawn-Marie Aguilar Herras operates as a financial advisor in Columbus, Georgia, through Wells Fargo Clearing Services, LLC. With two years in the financial services industry, she holds a FINRA CRD license, which registers her with the Financial Industry Regulatory Authority. This credential indicates her work within the securities and investment advisory field, subject to FINRA's regulatory oversight and compliance requirements. Clients working with her can expect guidance aligned with industry standards and regulatory frameworks governing financial advisory services.
A FINRA CRD license indicates that Dawn-Marie Aguilar Herras is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing brokers and investment professionals in the United States. This registration means she operates under FINRA's regulatory framework and compliance standards. The CRD (Central Registration Depository) number on file allows clients and regulators to verify her registration status and disciplinary history. This credential signals that she meets baseline qualification requirements for securities and investment advisory work and is subject to ongoing regulatory oversight and continuing education requirements in her field.