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Carter Allan River is a financial_advisor professional located in Coralville, IA. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Carter Allan River - Raymond James Financial Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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Carter Allan River is a financial advisor based in Coralville, Iowa, operating through Raymond James Financial Services, Inc. With five years in the financial services industry, River works with clients on investment and financial planning matters. He holds a FINRA CRD license (7254593), which governs his ability to conduct securities business and serve clients in advisory capacities. Raymond James Financial Services, Inc. is a registered broker-dealer and investment advisor firm.
A FINRA CRD (Central Registration Depository) license indicates that Carter Allan River is registered with the Financial Industry Regulatory Authority and authorized to conduct securities-related business. This registration means he has passed required examinations and is subject to FINRA oversight and compliance standards. The CRD system maintains his disciplinary history and qualifications, which are publicly accessible. This license is essential for anyone offering investment advice or selling securities, ensuring clients work with a registered professional accountable to industry regulatory bodies.