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Keith Thompson is a financial_advisor professional located in Decorah, IA. They specialize in financial advisory.
Keith Thompson - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Keith Thompson operates Keith Thompson - Lpl Financial Llc in Decorah, Iowa, offering financial advisory services. The business is registered with FINRA under CRD license number 7200433. Thompson brings experience in financial planning and investment guidance to clients in the Decorah area. The practice focuses on helping individuals manage their financial portfolios and make informed investment decisions.
Keith Thompson holds a FINRA CRD (Central Registration Depository) license number 7200433. This registration indicates that Thompson is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment professionals in the United States. FINRA registration requires compliance with regulatory standards and ongoing continuing education requirements. A FINRA-registered advisor is subject to FINRA's rules and oversight, which govern conduct, disclosure practices, and professional standards in handling client investments and financial advice.