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Courtnay Christopher Thompson is a financial_advisor professional located in Deland, FL. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Courtnay Christopher Thompson - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Courtnay Christopher Thompson is a financial advisor based in DeLand, FL, operating with Merrill Lynch, Pierce, Fenner & Smith Incorporated. With 3 years in the financial services industry, Thompson works with clients on their financial planning and investment needs. Thompson holds a FINRA CRD registration, which enables participation in the securities and investment advisory markets under federal oversight.
A FINRA CRD registration indicates that Courtnay Christopher Thompson is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means Thompson has passed required examinations and is subject to ongoing compliance and conduct standards set by FINRA and the SEC. Clients working with a FINRA-registered advisor benefit from regulatory oversight designed to protect their investments and ensure professional accountability in securities transactions and financial advisory services.