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Clifford Ken Booth is a financial_advisor professional located in Delray Beach, FL. They specialize in financial advisory. With over 21 years of experience, they bring deep expertise to every client.
Clifford Ken Booth - Oppenheimer & Co. Inc. holds an active professional license (FINRA CRD) for your protection.
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Clifford Ken Booth works as a financial advisor with Oppenheimer & Co. Inc. in Delray Beach, Florida. With 21 years in the financial services industry, he brings substantial experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) through CRD #2984439 establishes his professional standing in the securities and investment advisory field. Booth operates within a regulated framework designed to protect investors and ensure compliance with industry standards.
A FINRA CRD registration means Clifford Ken Booth is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees investment professionals and brokers. This registration requires passing qualification exams, maintaining continuing education, and adhering to a strict code of conduct. FINRA registration signals that he operates under federal oversight and is subject to regular compliance reviews. When you work with a FINRA-registered advisor, you have recourse through FINRA's dispute resolution process if issues arise, adding a layer of investor protection to your relationship.