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Craig Thomas Diruzzo is a financial_advisor professional located in Denver, CO. They specialize in financial advisory. With over 24 years of experience, they bring deep expertise to every client.
Craig Thomas Diruzzo - Mainline West Municipal Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Craig Thomas Diruzzo operates Mainline West Municipal Securities LLC in Denver, Colorado. With 24 years in the financial advisory field, Diruzzo brings extensive experience to municipal securities work. The firm holds a FINRA CRD license (number 4075226), which governs securities professionals and their conduct in the industry. Clients working with this firm can expect the regulatory oversight that comes with FINRA registration and the compliance standards required of licensed securities practitioners.
A FINRA CRD license indicates that Craig Thomas Diruzzo is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and advisors. This registration means the advisor has passed required examinations, completed background checks, and is subject to ongoing compliance and conduct standards. FINRA-registered professionals must adhere to strict rules around disclosure, suitability, and customer protection. The CRD (Central Registration Depository) number allows clients to verify the advisor's registration status and disciplinary history through FINRA's public database, providing transparency into the professional's regulatory standing.