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Lawrence Joseph Farley is a financial_advisor professional located in Dixon, IL. They specialize in financial advisory. With over 26 years of experience, they bring deep expertise to every client.
Lawrence Joseph Farley - Country Capital Management Company holds an active professional license (FINRA CRD) for your protection.
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Lawrence Joseph Farley operates Country Capital Management Company in Dixon, Illinois, bringing 26 years of experience in financial advisory services. He holds a FINRA CRD license (number 3231015), which governs his practice in the financial services industry. With more than two decades in business, Farley has developed extensive knowledge of financial planning and investment management. His licensing demonstrates compliance with industry regulatory standards and oversight requirements.
Lawrence Joseph Farley's FINRA CRD license indicates he is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for broker-dealers and investment professionals in the United States. This registration means he operates under FINRA's strict rules and supervision, including ongoing compliance monitoring and continuing education requirements. A FINRA CRD registration signals that a financial professional has passed required examinations and maintains standards set by both FINRA and the Securities and Exchange Commission, providing regulatory oversight of his advisory activities.