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John Mathew Dugas is a financial_advisor professional located in Durango, CO. They specialize in financial advisory. With over 24 years of experience, they bring deep expertise to every client.
John Mathew Dugas - Lpl Enterprise, Llc holds an active professional license (FINRA CRD) for your protection.
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John Mathew Dugas operates LPL Enterprise, LLC in Durango, Colorado, bringing 24 years of experience in financial advisory services. His practice is registered under FINRA CRD license number 4524334, which provides regulatory oversight of his securities-related activities. With more than two decades in the industry, Dugas works with clients seeking guidance on financial planning and investment matters within the framework of FINRA compliance standards.
A FINRA CRD (Central Registration Depository) license indicates that John Mathew Dugas is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing securities professionals and investment advisors. This registration means his activities are subject to FINRA rules, compliance requirements, and ongoing supervision. FINRA registration typically applies to financial professionals handling securities transactions, investment advice, or related services, and it signals that the advisor operates under established regulatory standards designed to protect clients.