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Lori Ann Wickes is a financial_advisor professional located in Durango, CO. They specialize in financial advisory. With over 22 years of experience, they bring deep expertise to every client.
Lori Ann Wickes - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Lori Ann Wickes operates as a financial advisor through LPL Financial LLC in Durango, Colorado. With 22 years in the financial services industry, she brings substantial experience to client relationships. Her practice is registered with FINRA under CRD #3244636, which establishes her professional standing within the securities regulatory framework.
A FINRA CRD registration means Lori Ann Wickes is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for brokers and investment advisors in the United States. This registration requires compliance with FINRA rules, ongoing continuing education, and background checks. Clients can verify her registration status and disciplinary history through FINRA's BrokerCheck system. The CRD number serves as her unique identifier within this regulatory database, signaling that her practice operates under federal securities oversight.