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Ana Lucia Zaruma Fajardo is a financial_advisor professional located in East Elmhurst, NY. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Ana Lucia Zaruma Fajardo - J.P. Morgan Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Ana Lucia Zaruma Fajardo operates as a financial advisor in East Elmhurst, NY, affiliated with J.P. Morgan Securities LLC. With 2 years in business, she holds a FINRA CRD license (number 7735813), which regulates her activity in securities and investment advisory services. Her registration with FINRA indicates she operates under the oversight of the Financial Industry Regulatory Authority, the self-regulatory organization that monitors broker-dealers and their representatives.
A FINRA CRD license means Ana Lucia Zaruma Fajardo is registered with the Financial Industry Regulatory Authority and authorized to conduct securities business and provide investment advice. FINRA CRD (Central Registration Depository) registration requires passing qualifying exams and maintaining compliance with securities regulations. This license signals she operates under regulatory oversight and is subject to FINRA rules governing conduct, disclosures, and customer protection standards. Clients can verify her registration status and disciplinary history through FINRA's BrokerCheck database using her license number.