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Mark A Caulo is a financial_advisor professional located in East Islip, NY. They specialize in financial advisory. With over 15 years of experience, they bring deep expertise to every client.
Mark A Caulo - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Mark A Caulo operates Cetera Wealth Services, LLC in East Islip, NY, offering financial advisory services. With 15 years in the financial services industry, Caulo brings established experience to client relationships. The firm is registered with FINRA (Financial Industry Regulatory Authority) under CRD #1111549, which oversees broker-dealers and investment advisors operating in the securities markets. This registration reflects the business's compliance with federal regulatory standards for financial professionals.
Mark A Caulo holds a FINRA CRD registration, which identifies him as a financial professional operating under FINRA's regulatory oversight. FINRA (Financial Industry Regulatory Authority) is the primary self-regulatory organization for broker-dealers in the United States. A FINRA CRD registration means the advisor is qualified to offer securities-related financial services and is subject to ongoing compliance, continuing education, and ethical standards enforced by FINRA. This registration protects consumers by ensuring the advisor meets industry qualifications and maintains regulatory standing.