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Andrew Thomas Tipton is a financial_advisor professional located in El Dorado, KS. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Andrew Thomas Tipton - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Andrew Thomas Tipton operates as a financial advisor in El Dorado, Kansas, through LPL Financial LLC. With 5 years in the financial services industry, he holds a FINRA CRD registration, which governs his ability to conduct securities transactions and provide investment advice. His registration number is 6802123. Tipton works within the regulatory framework established by the Financial Industry Regulatory Authority to serve clients seeking financial guidance and investment services.
Andrew Thomas Tipton's FINRA CRD registration indicates he is registered with the Financial Industry Regulatory Authority and authorized to conduct securities business. This registration requires compliance with FINRA rules and SEC regulations, ensuring he meets specific training and ethical standards. The CRD (Central Registration Depository) maintains his registration details and disciplinary history, which is publicly accessible. This oversight means clients can verify his credentials and regulatory standing through FINRA's BrokerCheck system, providing transparency about his qualifications to handle investment and securities matters.