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Lawrence Bernard Tate is a financial_advisor professional located in Elk River, MN. They specialize in financial advisory. With over 26 years of experience, they bring deep expertise to every client.
Lawrence Bernard Tate - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Lawrence Bernard Tate operates Cetera Wealth Services, LLC in Elk River, Minnesota, bringing 26 years of experience in financial advisory. The business holds a FINRA CRD registration (License #3274512), which governs securities-related advisory activities. Cetera Wealth Services operates within the regulatory framework established by the Financial Industry Regulatory Authority, ensuring compliance with industry standards for client interactions and financial recommendations.
A FINRA CRD (Central Registration Depository) license indicates that Lawrence Bernard Tate is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities brokers and advisors. This registration means the advisor has met baseline compliance requirements and is subject to FINRA's rules governing conduct, client disclosures, and financial practices. Clients working with a FINRA-registered advisor have recourse through FINRA's dispute resolution processes if issues arise.