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Balkrishna Regmi is a financial_advisor professional located in Ellicott City, MD. They specialize in financial advisory. With over 6 years of experience, they bring deep expertise to every client.
Balkrishna Regmi - Transamerica Financial Advisors, Llc holds an active professional license (FINRA CRD) for your protection.
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Balkrishna Regmi operates Transamerica Financial Advisors, LLC in Ellicott City, Maryland. With 6 years in the financial advisory field, Regmi brings experience in helping clients navigate their financial planning needs. The business is registered under FINRA CRD license number 7030087, which provides regulatory oversight of the advisory practice. Clients working with Regmi can expect guidance grounded in established financial industry standards and compliance frameworks.
A FINRA CRD (Central Registration Depository) license number indicates that Balkrishna Regmi is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing financial advisors and securities professionals in the United States. This registration means the advisor operates under FINRA's rules and compliance requirements, which govern conduct, disclosures, and client protections. The license number serves as a public identifier that clients can use to verify the advisor's registration status and regulatory history through FINRA's BrokerCheck system.