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Charles Chan Kim is a financial_advisor professional located in Ellicott City, MD. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Charles Chan Kim - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Charles Chan Kim operates Northwestern Mutual Investment Services, Llc in Ellicott City, Maryland. With four years in the financial advisory field, he brings experience in investment planning and related services. His FINRA CRD registration (License #7470271) indicates he operates within the regulatory framework governing investment professionals. The business serves clients seeking financial guidance and investment solutions in the Ellicott City area.
Charles Chan Kim's FINRA CRD registration means he is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing investment professionals in the United States. This registration indicates he meets baseline qualifications and is subject to ongoing compliance requirements, background checks, and regulatory oversight. FINRA-registered professionals must adhere to standards of conduct and disclosure rules when providing investment advice or managing client accounts. The CRD number serves as his official identifier within FINRA's database for regulatory tracking and verification purposes.