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Crystal Rene Roach is a financial_advisor professional located in Ellicott City, MD. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Crystal Rene Roach - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Crystal Rene Roach operates Northwestern Mutual Investment Services, LLC from Ellicott City, Maryland. With three years in the financial advisory field, Roach works with clients on investment and financial planning matters. The business is registered under FINRA CRD license number 7382146, which governs investment advisor activities and compliance standards in the securities industry.
A FINRA CRD license indicates registration with the Financial Industry Regulatory Authority's Central Registration Depository. This registration means the advisor meets federal requirements for conducting investment advisory and securities-related business. FINRA oversight includes background checks, compliance monitoring, and adherence to industry standards designed to protect investors. The license number allows clients to verify the advisor's registration status and disciplinary history through FINRA's public database.