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Harry M. Slade is a financial_advisor professional located in Ellicott City, MD. They specialize in financial advisory. With over 29 years of experience, they bring deep expertise to every client.
Harry M. Slade - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Harry M. Slade is a financial advisor operating through Ameriprise Financial Services, LLC in Ellicott City, Maryland. With 29 years in the financial services industry, Slade brings extensive experience to client relationships. He holds FINRA CRD registration, which governs his practice in securities and investment advisory services. Ameriprise Financial Services is a well-established firm providing comprehensive financial planning and investment management solutions to clients seeking professional guidance.
Harry M. Slade's FINRA CRD (Central Registration Depository) registration indicates he is registered with the Financial Industry Regulatory Authority and authorized to conduct securities and investment advisory business. This registration requires compliance with FINRA rules and regulations, which govern broker-dealers and financial advisors. FINRA oversight ensures adherence to standards of conduct, suitability requirements, and customer protection rules. The CRD number serves as his official identifier within the regulatory system, allowing clients and regulators to verify his registration status and disciplinary history.