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Adam Nathan Pendleton is a financial_advisor professional located in Frankenmuth, MI. They specialize in financial advisory. With over 13 years of experience, they bring deep expertise to every client.
Adam Nathan Pendleton - Morgan Stanley holds an active professional license (FINRA CRD) for your protection.
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Adam Nathan Pendleton is a financial advisor with Morgan Stanley in Frankenmuth, Michigan. With 13 years in the financial services industry, he holds a FINRA CRD license (number 6057218), which authorizes him to provide investment advice and manage client accounts. His background reflects extensive experience navigating market conditions and developing financial strategies for clients.
Adam Nathan Pendleton's FINRA CRD license indicates he is registered with the Financial Industry Regulatory Authority, the primary regulator for investment professionals in the United States. This license authorizes him to offer investment advisory services, recommend securities, and manage client portfolios. FINRA registration requires passing qualifying exams and maintaining ongoing compliance with regulatory standards, signaling that he operates under federal oversight and is held to specific ethical and operational requirements in his practice.