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John Tomas Mcfie is a financial_advisor professional located in Franklin, IN. They specialize in financial advisory.
John Tomas Mcfie - Wealth Team Llc holds an active professional license (FINRA CRD) for your protection.
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John Tomas Mcfie operates Wealth Team LLC from Franklin, Indiana, offering financial advisory services. The business is registered with FINRA under CRD number 7331762, which establishes the regulatory framework for securities-related advisory work. Mcfie brings experience in wealth management and financial planning to clients seeking guidance on investment and asset strategies. The firm operates within the established regulatory structure that governs financial advisors in the United States.
John Tomas Mcfie holds a FINRA CRD registration, which means the business is registered with the Financial Industry Regulatory Authority. This registration indicates that the advisor is authorized to offer securities-related financial advice and must comply with FINRA rules and regulations. FINRA oversight includes background checks, continuing education requirements, and compliance standards designed to protect investors. A FINRA-registered advisor operates under specific regulatory guidelines that govern how they conduct business and manage client accounts.