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Roger Perry Orman is a financial_advisor professional located in Frederick, MD. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Roger Perry Orman - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Roger Perry Orman operates Northwestern Mutual Investment Services, LLC in Frederick, Maryland. With a FINRA CRD registration, he works in financial advisory. The business has been active for one year. Orman holds the credentials required to offer investment guidance within the regulatory framework governing securities professionals.
A FINRA CRD (Central Registration Depository) registration means this advisor is registered with the Financial Industry Regulatory Authority and cleared to sell securities and provide investment advice. This registration requires passing qualifying exams and undergoing background checks. It signals that the advisor operates under FINRA oversight and must follow specific rules about client disclosures, suitability of recommendations, and conduct standards. Customers can verify an advisor's registration and complaint history through FINRA's BrokerCheck system.