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Bret Stephen Carter is a financial_advisor professional located in Frontenac, MO. They specialize in financial advisory. With over 10 years of experience, they bring deep expertise to every client.
Bret Stephen Carter - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Bret Stephen Carter operates as a financial advisor through Wells Fargo Clearing Services, LLC, based in Frontenac, Missouri. With 10 years in the financial services industry, Carter holds a FINRA CRD license, which registers him with the Financial Industry Regulatory Authority. This credential demonstrates his registration and compliance with federal securities regulations governing investment and financial advisory work.
Carter's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment professionals. This registration means Carter operates under FINRA's rules and oversight, which govern conduct, disclosures, and ethical standards in securities and investment advisory services. The CRD license is a baseline credential required for individuals offering investment advice or handling client securities accounts.