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Daniel Dupuy is a financial_advisor professional located in Fulton, MD. They specialize in financial advisory. With over 9 years of experience, they bring deep expertise to every client.
Daniel Dupuy - Wealth Enhancement Brokerage Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Daniel Dupuy operates Wealth Enhancement Brokerage Services, LLC in Fulton, Maryland, with 9 years in the financial advisory field. The business holds a FINRA CRD license (number 6478009), which governs brokerage and investment advisory activities. This licensing framework establishes regulatory oversight and compliance standards for the firm's operations in wealth management and related financial services.
A FINRA CRD (Central Registration Depository) license indicates that Daniel Dupuy's firm is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for brokers and dealers in the United States. This registration means the business must comply with federal securities laws, FINRA rules, and ongoing regulatory requirements. Clients working with a FINRA-registered firm benefit from established compliance standards, required disclosures, and access to FINRA's dispute resolution processes, which provide a formal mechanism for addressing client grievances.