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Roger Alexander Aiken is a financial_advisor professional located in Gainesville, GA. They specialize in financial advisory. With over 34 years of experience, they bring deep expertise to every client.
Roger Alexander Aiken - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Roger Alexander Aiken operates Cetera Wealth Services, LLC in Gainesville, Georgia, bringing 34 years of experience in financial advisory work. He holds a FINRA CRD registration, which governs his securities-related activities and professional conduct in the financial services industry. With more than three decades in the field, Aiken has developed extensive experience serving clients seeking financial guidance and investment management.
A FINRA CRD (Central Registration Depository) license indicates that Roger Alexander Aiken is registered with the Financial Industry Regulatory Authority and authorized to conduct securities-related business. This registration means he is subject to FINRA's regulatory oversight, compliance requirements, and ongoing professional standards. The CRD system tracks his registration status, qualifications, and disciplinary history, ensuring accountability to regulators and clients. This credential signals that he meets baseline requirements to offer investment advice and handle client securities accounts within the scope of his registration.