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James Patrick Newman is a financial_advisor professional located in Glastonbury, CT. They specialize in financial advisory.
James Patrick Newman - Commonwealth Financial Network holds an active professional license (FINRA CRD) for your protection.
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James Patrick Newman is a financial advisor based in Glastonbury, Connecticut, operating through Commonwealth Financial Network. He holds a FINRA CRD license number 2734819, which enables him to provide financial advisory services within regulatory frameworks established by the Financial Industry Regulatory Authority. Commonwealth Financial Network is a recognized platform for financial professionals. Newman's practice focuses on financial advisory services in the Glastonbury area.
A FINRA CRD (Central Registration Depository) license indicates that James Patrick Newman is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing securities brokers and dealers. This registration means he has met FINRA's qualification standards and is subject to ongoing compliance, supervision, and regulatory oversight. The license enables him to offer investment advisory and securities-related services to clients. FINRA registration provides a layer of consumer protection through the organization's enforcement and dispute resolution processes.