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James Lee Tewalt is a financial_advisor professional located in Glendale, AZ. They specialize in financial advisory.
James Lee Tewalt - Eps Wealth Management holds an active professional license (FINRA CRD) for your protection.
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James Lee Tewalt operates EPS Wealth Management in Glendale, Arizona, providing financial advisory services. Tewalt holds a FINRA CRD registration (License #1356114), which enables him to offer securities and investment guidance to clients. The practice focuses on wealth management and financial planning within the regulatory framework established by FINRA, the Financial Industry Regulatory Authority.
A FINRA CRD registration means James Lee Tewalt is registered with the Financial Industry Regulatory Authority and can legally offer investment advice and securities services. FINRA oversees brokers and advisors to ensure they meet education, testing, and ethical standards. This registration allows him to manage client portfolios, recommend securities, and provide comprehensive financial guidance within regulatory compliance. Clients can verify his registration status and disciplinary history through FINRA's public database.