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Monica Alicia Schmitt is a financial_advisor professional located in Golden, CO. They specialize in financial advisory. With over 17 years of experience, they bring deep expertise to every client.
Monica Alicia Schmitt - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Monica Alicia Schmitt operates as a financial advisor through LPL Financial LLC in Golden, Colorado. With 17 years in the financial services industry, she brings substantial experience to client relationships. Her FINRA CRD registration indicates she operates under regulatory oversight within the brokerage and investment advisory framework. LPL Financial LLC is one of the largest independent broker-dealers in the United States, providing support and compliance infrastructure for advisors serving clients across diverse financial planning needs.
Monica Alicia Schmitt holds a FINRA CRD (Central Registration Depository) number, which means she is registered with the Financial Industry Regulatory Authority. This registration signals that she has passed required examinations, undergone background checks, and operates under FINRA's regulatory framework and oversight. A FINRA-registered advisor is subject to ongoing compliance requirements, continuing education standards, and ethical rules designed to protect clients. This registration is essential for anyone offering investment advice or managing client securities accounts.