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Nicholas J Sears is a financial_advisor professional located in Gorham, ME. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Nicholas J Sears - Key Investment Services Llc holds an active professional license (FINRA CRD) for your protection.
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Nicholas J Sears operates Key Investment Services LLC in Gorham, Maine, offering financial advisory services. The firm has been in business for 3 years. Sears holds a FINRA CRD license number 7566020, which indicates registration with the Financial Industry Regulatory Authority. This registration demonstrates that the advisor meets FINRA's standards for operating in securities and investment advisory capacities. Clients seeking financial guidance can contact this Gorham-based practice to discuss their investment needs and goals.
A FINRA CRD license indicates that Nicholas J Sears is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing investment professionals and brokerage firms in the United States. This registration means the advisor has met FINRA's qualification requirements and is subject to ongoing regulatory oversight and compliance standards. The CRD (Central Registration Depository) number serves as a unique identifier for tracking the advisor's registration status, disciplinary history, and professional background. Clients can verify this registration and review details through FINRA's public disclosure system to confirm the advisor's credentials and standing.