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Brian Stephen Davis is a financial_advisor professional located in Greenville, DE. They specialize in financial advisory. With over 41 years of experience, they bring deep expertise to every client.
Brian Stephen Davis - Ubs Financial Services Inc. holds an active professional license (FINRA CRD) for your protection.
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Brian Stephen Davis operates UBS Financial Services Inc. in Greenville, Delaware, bringing 41 years of experience to financial advisory work. He holds a FINRA CRD license (number 1269412), which governs his practice in the financial services industry. With over four decades in business, Davis has developed extensive expertise serving clients in the region.
Brian Stephen Davis's FINRA CRD license indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment advisors. This registration means he operates under FINRA's rules and oversight, which govern conduct, sales practices, and client protection standards. The CRD (Central Registration Depository) system maintains his licensing record and disciplinary history, accessible to the public. This license is essential for anyone offering investment advice or securities transactions.