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Thomas Mccarthy King is a financial_advisor professional located in Greenville, DE. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Thomas Mccarthy King - Fidelity Brokerage Services Llc holds an active professional license (FINRA CRD) for your protection.
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Thomas Mccarthy King operates as a financial advisor through Fidelity Brokerage Services LLC in Greenville, Delaware. With one year in business, King holds a FINRA CRD license (number 7975600), which registers him with the Financial Industry Regulatory Authority. This registration enables him to offer brokerage and investment advisory services under FINRA oversight and compliance requirements.
Thomas Mccarthy King's FINRA CRD license indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment professionals. This license type signals that King has completed required examinations and background checks, and operates under FINRA's regulatory framework and conduct rules. FINRA CRD registration means clients can verify his licensing status and disciplinary history through FINRA's public database, providing transparency into his professional standing and qualifications to handle securities and investment matters.