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Ellis Smith is a financial_advisor professional located in Hammond, IN. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Ellis Smith - J.P. Morgan Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Ellis Smith is a financial advisor based in Hammond, Indiana, operating through J.P. Morgan Securities LLC. With 2 years in the financial services industry, Smith holds a FINRA CRD license number 7826741, which enables participation in securities trading and investment advisory activities under regulatory oversight. The practice focuses on financial advisory services within the framework of J.P. Morgan's established infrastructure and compliance standards.
A FINRA CRD (Central Registration Depository) license indicates that Ellis Smith is registered with the Financial Industry Regulatory Authority and authorized to conduct securities and investment business. This registration requires background checks, examination passage, and ongoing compliance with federal securities laws and FINRA rules. The CRD designation signals that the advisor operates under regulatory supervision designed to protect investors, with records of qualifications and disciplinary history maintained in a centralized database accessible to the public.