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Sonya Smith is a financial_advisor professional located in Harper Woods, MI. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Sonya Smith - J.P. Morgan Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Sonya Smith is a financial advisor based in Harper Woods, Michigan, operating under J.P. Morgan Securities LLC. With four years in the financial services industry, Smith works with clients on investment and wealth management matters. She holds a FINRA CRD registration, which allows her to conduct securities business and serve clients in various financial planning capacities.
Sonya Smith's FINRA CRD (Central Registration Depository) registration indicates she is registered with the Financial Industry Regulatory Authority to conduct securities business. This registration means she has met specific regulatory requirements and undergoes ongoing compliance oversight by FINRA, the self-regulatory organization for the securities industry. The CRD registration allows her to offer investment advisory services and execute securities transactions on behalf of clients, subject to FINRA rules and SEC regulations governing broker-dealers and investment professionals.