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Diane Marie Aurelio is a financial_advisor professional located in Harrison, NY. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
Diane Marie Aurelio - Transamerica Investors Securities, Llc holds an active professional license (FINRA CRD) for your protection.
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Diane Marie Aurelio operates as a financial advisor in Harrison, NY, with 18 years of experience in the industry. She is registered with Transamerica Investors Securities, LLC and holds a FINRA CRD license (number 4554556), which governs her practice in securities and investment advisory services. Her background reflects substantial tenure in financial services.
A FINRA CRD license indicates that Diane Marie Aurelio is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities brokers and advisors. This registration means she operates under FINRA's rules and compliance framework, which establish standards for ethical conduct, customer protection, and professional competence in handling investments and securities transactions. The CRD system maintains her disciplinary history and registration status, providing transparency about her qualifications and regulatory standing in the financial services industry.