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Anna Case is a financial_advisor professional located in Hartford, CT. They specialize in financial advisory.
Anna Case - Founders Capital Management, Llc holds an active professional license (FINRA CRD) for your protection.
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Anna Case operates Founders Capital Management, LLC, a financial advisory firm based in Hartford, Connecticut. The firm holds a FINRA CRD registration, which provides regulatory oversight of securities-related activities. This registration signals that the business operates under Financial Industry Regulatory Authority standards and maintains compliance with federal securities regulations. Prospective clients can verify the firm's registration status and details through FINRA's public database using the CRD number 7297553.
Anna Case's firm carries a FINRA CRD registration, which means it is registered with the Financial Industry Regulatory Authority and subject to their regulatory oversight. This registration is required for firms engaged in securities sales, investment advisory, or related financial services. A FINRA CRD registration indicates the firm meets baseline capital, compliance, and operational standards set by the securities industry regulator. Clients can use the CRD number to access the firm's registration details, disciplinary history, and other regulatory information through FINRA's BrokerCheck system.