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Michael Eugene Theis is a financial_advisor professional located in Hastings, NE. They specialize in financial advisory. With over 42 years of experience, they bring deep expertise to every client.
Michael Eugene Theis - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Michael Eugene Theis operates as a financial advisor in Hastings, Nebraska, under LPL Financial LLC. With 42 years in the financial services industry, he brings substantial experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) through CRD number 1171661 establishes his professional standing in the field. Theis works within the regulatory framework that governs investment advisors and brokers, serving clients seeking financial guidance and planning services.
Michael Eugene Theis holds a FINRA CRD registration, which indicates he is registered with the Financial Industry Regulatory Authority—the primary regulator for brokers and investment advisors in the United States. This registration means he operates under FINRA oversight and must comply with industry rules governing conduct, disclosures, and client interactions. The CRD number (1171661) is a unique identifier that allows clients to verify his registration status and disciplinary history through FINRA's public database, providing transparency about his professional credentials and regulatory standing.