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Richard Lee Brown is a financial_advisor professional located in Havre, MT. They specialize in financial advisory. With over 15 years of experience, they bring deep expertise to every client.
Richard Lee Brown - D.A. Davidson & Co. holds an active professional license (FINRA CRD) for your protection.
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Richard Lee Brown is a financial advisor with D.A. Davidson & Co. in Havre, Montana, bringing 15 years of experience to the financial services industry. He holds a FINRA CRD license, which enables him to operate within the regulated securities market. With over a decade of professional practice, Brown provides financial advisory services to clients in the region, drawing on extensive industry experience to guide investment and wealth management decisions.
Richard Lee Brown's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and dealers in the United States. This registration means he operates under FINRA's oversight and must comply with industry regulations governing securities transactions, client interactions, and financial advisory practices. The license signals that he has met baseline qualification standards and is subject to ongoing regulatory scrutiny to protect investors.