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James Albert Shull is a financial_advisor professional located in Herrin, IL. They specialize in financial advisory. With over 15 years of experience, they bring deep expertise to every client.
James Albert Shull - Cetera Financial Specialists Llc holds an active professional license (FINRA CRD) for your protection.
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James Albert Shull operates Cetera Financial Specialists LLC in Herrin, Illinois, bringing 15 years of experience in financial advisory. He is registered with FINRA (CRD #5722086), which indicates his involvement in securities and investment-related activities under industry regulatory oversight. The business provides financial advisory services to clients in the region.
James Albert Shull's FINRA CRD registration means he is registered with the Financial Industry Regulatory Authority, the primary regulator for securities brokers and financial advisors in the United States. This registration indicates he operates under FINRA's rules and compliance requirements, which govern investment advice, sales practices, and conduct standards. The CRD (Central Registration Depository) number serves as his unique identifier in the regulatory system, allowing clients and regulators to verify his registration status and review his disciplinary history if any exists.